Regulatory SME

Location: PAN INDIA

Experience should be between 5 to 10 years

CA, CFA, MA in Economics or MBA Finance

Roles and responsibilities:

Functional Areas:

• Enhance and develop the Regulatory process with close co-ordinations with client stakeholders. Identify opportunities and develop new ideas that will lead to improvements.
• Understanding the Scope of Data and application in Strategic Regulatory and Risk Project
• Liaison with stakeholders and SMEs on functional and business operations data.
• Interact with risk source system owners and analyze End User Controls for each of the risk data domains
• Data Analysis to understand the lineage and Data quality checks in coordination with the technical teams.
• Identification & mapping of Data attributes & Sourcing data feeds from multiple Risk Data Source across the Bank
• Developing System level and End- End data lineage for the risk metrics
• Studying current state system flow and existing End user component for the risk data elements.
• Understand the regulatory requirements, applicable for US, EU, UK geography (particularly Liquidity reports), and map it against the risk data elements of the bank.
• Liaison with IT to incorporate regulatory data requirements in the Client Data Warehouse architecture.
• Develop a robust validation / quality assurance process through available golden sources within the bank.
• Production of submission materials for the regulatory compliance for a large bank
• Perform gap analysis between the regulatory expectations and the existing practice of the bank.
• Proactively identify the solutions for the evolving regulatory expectations
• Partner with Treasury, Risk and Finance departments to facilitate the quantitative and qualitative data requirements.