Regulatory Reporting

Regulatory Reporting for APAC regions including Hongkong, Japan, Australia among other locations.

• Interview Date: 13-Jan-2026 (Tuesday)/F2F Drive
• Notice Period: Immediate joiners or candidates serving notice / up to 30 days only.
• Years of Experience: 1-4 Years
• Work Location: Mumbai (Only)
• Contract Duration: 1 Year

Position Purpose

Perform independent controls in order to strengthen the regulatory reporting control framework

Perform day-to-day controls on the regulatory reports prior to submission or post submission.

Perform reconciliation of Regulatory Reports vis a vis source data / other reports and analyze all resulting breaks.

Knowledge of APAC Trade Repositories requirements; should know to prepare BRD documents

Coordinate with testing team, BA team and project manager to implement the projects as per the agreed deadline

Sponsor and Contribute to all data Quality initiatives working closely with Data Quality Manager to coordinate the actions required

Direct Responsibilities

Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time)

Each report will have a defined set of controls which could include:

o Variation compared to previous report

o Consistency check across the report (or compared to another report which include same or similar data)

o Reconciliation with another source of Data

Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks.

Once breaks are resolved or cleared , provide greenlight for submission

Keep track of all breaks in order to report KPI of daily/weekly activities

Any delay in the control process need to be reported to the concerned ITO team

Technical & Behavioral Competencies

Strong Preference to have Bachelor or Master Degree on Economics, Mathematics or Finance.

Strong Equity derivatives, IRS, FX products & operations process knowledge.

Strong Preference to have MS skills (VBA, Excel, and Access) would be a significant plus.