Manager

•        Role : Manager – Inspection (Onsite)

•        Location : BKC -HO

A homegrown brand with a global vision, NSE is counted as one of the world’s largest exchanges and a catalyst for driving India’s economic growth. NSE was the first exchange in India to implement electronic or screen-based trading which began its operations in 1994; a pioneer in technology which ensures the reliability and performance of its systems through a culture of innovation and investment in technology. NSE operates a market ecosystem to bring in transparency & efficiency.

To  ensure that trading members/ stock brokers adhere to the regulatory norms by conducting their periodic monitoring, verification of member submissions, Inspection / Internal audit reports and regular follow up with members for the same

1.        Internal Audit:

• Preparation of Audit checklist & issuance of half yearly circulars for Internal Audit report submission.
• Analysis of Internal Audit Report.
• Preparation of Agenda for placing cases before relevant authority for deciding suitable disciplinary actions for violations observed in Internal Audit Report.
• Preparation of Minutes of the committee meeting
• Issuance of action letters to members for the disciplinary actions decided by the relevant authority
• Sending IOMs to the accounts department for debiting the penalty from the members.
• Handling member queries w.r.t Internal Audit.

2.        Data collation and analysis for daily reports :

• Collate and analyse data from other exchanges and internal NSE departments for Member evaluation and analysis
• Use of data analytics tool & data warehouse to scrutinise various data sets and generation of various reports
• Early identification of Members with risk alerts and critical financial stress
• Conduct of detail examination & reporting

3.        Limited Purpose Inspections (LPI):

• Analysis of cases and deciding the scope for conducting Limited Purpose Inspections.
• Reviewing the Inspection Reports received from the Regional Offices.
• Sharing of LPI details with SEBI wherever required.
• Monitoring and follow-ups for the conduct of LPIs.

4.        IT Co-ordination:

• Provide system e