Control Manager - Associate

You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.

As a Control Management Associate within our business operations team, you will be tasked with maintaining a sustainable and disciplined end-to-end control environment. Your responsibilities will include identifying and escalating issues promptly, and collaborating with the business to ensure these issues are resolved in a timely manner. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.

Job Responsibilities 

• Evaluate and perform an end-to-end analysis of the business’ risk and control environment in partnership with stakeholders to identify significant gaps and weaknesses and determine the root cause of control breaks.
• Ensure that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols.
• Perform ongoing analysis of program-related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies.
• Assist with the development of Risk & Control Self-Assessment mapping and documentation through participation in end-to-end process walkthroughs and deep dives with assigned business units.

Required qualifications, capabilities, and skills

• Bachelor’s degree or equivalent experience required
• Minimum 4 years of experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related function/operation
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)