Trainee - Compliance (Qualified Company Secretary)
Nuvama Group
0 - 3 years
Mumbai
Posted: 10/12/2025
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Job Description
- Examination of Stock brokers , Research analyst , Investment advisor , AIF regulations from the point of view of business issues and suggesting recommendations
- Analysis of internal data and presenting to mgt
- identification of various violations from SEBI orders of past and evaluating internal process
- Working with teams for automation and RPA
- Identification of risks and red flags from internal data
- Examination of exchange guidelines and circulars and draft SOPs
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