Team Member- Regulatory reporting

Role & responsibilities

Collect, validate and analyze financial and transactional data for regulatory returns (e.g., liquidity risk reports, statistical & supervisory returns, etc.).

• Prepare and submit daily, monthly, quarterly, semi-annual and annual regulatory reports to the respective authorities i.e. RBI and significant shareholders.
• Perform reconciliations, balance sheet analysis and implement controls to maintain data accuracy and integrity.
• Identify and escalate data quality issues or process gaps, support remediation efforts.
• Liaise with internal stakeholders (E.g. Finance, Risk, IT, Compliance) and external bodies (auditors, regulators) for queries and clarifications.
• Participate in regulatory or technology-driven process improvement initiatives.
• Support internal, statutory, concurrent, and regulatory audits/inspections.

Maintain and update SOPs/process notes for all regulatory returns.

KPIs-

• Accuracy and integrity of reported data.
• Timeliness of regulatory submissions.
• Strength of analytical insights and problemsolving abilities.
• Quality of collaboration with stakeholders.

Proactive approach to controls, risk identification and process improvements.

People Management/Self-Management -

Ensure timely and accurate submission of data/ information to the Reserve Bank of India (RBI) and other authorities/regulatory bodies.

Risk and Internal Control -

• Ensure adherence to compliance standards, internal control frameworks, and regulatory guidelines.

Ensure timely closure and accurate submission of all assigned regulatory reports.

Preferred candidate profile

Education - Chartered Accountant/ MBA from a reputed institute/CS/ICWA

Experience - 5-8 years of experience in Compliance (in Banking industry/ Financial domain)