Surveillance Analyst Compliance

Job Title- Compliance, Surveillance Analyst

Location- Bangalore, India

Role Description

You will be joining a team based in Bangalore India which performs a variety of surveillance tasks with respect to the bank’s global operations, which will include E-Communication and voice surveillance elements across the Bank’s various line of business
The role will also involve participating in surveillance projects, including MI creation, contributing to enhancement of existing surveillance scenarios, new products, financial exchanges, and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy.

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Be part of the global and Bangalore compliance surveillance team and acting as a conduit between APAC, EMEA and AMER based teams whilst understanding high-complex processes, including making judgment calls which require strong interpretation skills.
• Assisting team members initial review of alert queues across all regions and performing analysis of surveillance alerts in relation to firm, employee, and client activities, ensuring consistent delivery & service levels are maintained.
• Promptly escalating concerns within alerts to the appropriate onshore region / teams for follow up and take necessary actions.
• Reviewing and opining on alerts; emails, and other communications (i.e., voice) for potential breaches of laws, regulations, and internal policies
• Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders.
• Working with Compliance Information Technology in the preparation and User Acceptance Testing of new tools, amendments to existing to ensure effectiveness and coverage of alerts.
• Additional duties are assigned.

Your skills and experience

• Compliance/regulatory experience would be beneficial.
• Degree related experience to Finance or Economics would be beneficial.
• An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements.
• The ability to explain complex concepts in simple and easy to understand way.

How we’ll support you

• Training and development to help you excel in your career.
• Coaching and support from experts in your team and location.
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.