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Senior Regulatory Specialist

MONEYLICIOUS INVESTMENTS AND CONSULTING SERVICES PRIVATE LIMITED

5 - 10 years

Mumbai

Posted: 08/01/2026

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Job Description

One of the Largest Depositories in the World is hiring for Senior Manager Regulatory Compliance & Depository Operations


Key Responsibilities:

  • Interpret SEBI/Depositories regulations and manage issuance of circulars, SOPs, manuals, and FAQs.
  • Coordinate with SEBI, MIIs, and internal teams on compliance matters and regulatory amendments.
  • Handle participant queries and clarifications with timely and consistent responses.
  • Oversee depository business transfers, account onboarding, and securities transfer/transmission.
  • Maintain and update DP master records in line with regulatory requirements.
  • Track regulatory developments, conduct impact analysis, support BRDs, system testing, and ensure timely implementation.
  • Lead compliance meetings, training sessions for Participants, and stakeholder engagements.
  • Support audits, SEBI inspections, regulatory reviews, and track KRIs and operational metrics.
  • Coordinate with ICSDs and global forums for regulatory alignment.
  • Provide team leadership, manage escalations, and drive operational excellence.

Requirements:

  • 12+ years of experience in capital markets, depository operations, or regulatory compliance.
  • Strong knowledge of SEBI/Depositories regulations and DP operations.
  • Proven experience in regulatory coordination, audits, and stakeholder management.
  • Excellent communication and leadership skills.


For more details , please connect on


#DepositoryParticipant #Depositories #NSDL #CDSL #Operation #BackOffice #Compliance #DP

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