Senior Associate

PWC

5 - 10 years

Mumbai

Posted: 22/11/2024

Job Description

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Risk

Management Level

Senior Associate

Job Description & Summary

A career within Internal Audit services, will provide you with an opportunity to gain an understanding of an organisation’s objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping organisations look deeper and see further considering areas like culture and behaviours to help improve and embed controls. In short, we seek to address the right risks and ultimately add value to their organisation.

Governance, Risk and Compliance

Investment Banking

~4+ years of post-qualification work experience in Risk Management/Compliance/ Internal Audit
Experience in Operational Risk Management (RCSA, KRI, Incident Management, Reporting, GRC etc.)
within FS industry
• Preferably consulting and industry background
• Strong communications and stakeholder management skills
• MBA/CA/CS background
- Good understanding of capital market related products in fixed income, investment banking and/or
global capital market products such as Derivatives (Listed Options, Futures, Rates, Credit, Equities and
Structured Products), Bonds and Futures etc.
Understanding of the trade lifecycle
Attention to detail, good documentation and writing skills
Team player with ability to work independently in a fast-paced environment and within a small team
setting
Strong analytical skills with ability to accurately and efficiently process information.
1. operational risk and/or compliance risk,
management framework - RCSA, Controls Testing, Obligations/ Compliance Plan, Internal Loss,
KRI management, risk reporting, Third party risk
2. Capital Markets & Investment Banking processes
and products - Equities, Fixed Income, Derivatives etc
3. Retail Banking , Corporate Banking
4. First Line of Defence control testing, Second Line control test

Investment banking, institutional securities, treasury, trade life cycle, front office , institutional
broking, capital markets, derivatives, fixed incomes.

Mandatory skill sets-IA
Preferred skill sets-IA
Year of experience required-5+
Qualifications-CA, MBA

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Internal Auditing

Optional Skills

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date

About Company

PricewaterhouseCoopers (PwC) is a global professional services firm providing audit, tax, and consulting services. PwC helps organizations manage financial risks, comply with regulations, and improve performance through its expertise in industries like finance, healthcare, and technology.

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