Senior AML Specialist

Area of Operation – EWS Managament

• Analyze leads flagged under EWS exceptions and assess the risk involved. 
• Conduct detailed case reviews to determine the nature and validity of the exception. 
• Document findings, risk assessments, and recommended actions for each case. 
• Publishing Monthly reports with the stakeholders.

Customer Interaction

• Engage with customers, if necessary, to gather additional information and resolve queries related to flagged exceptions. 
• Clearly communicate with customers regarding compliance requirements and risk concerns. 

Reporting and Documentation

• Prepare detailed reports on EWS cases and compliance findings. 
• Maintain comprehensive records of all investigations, interactions, and outcomes and do monthly reporting as per prescribed SOP in coordination with cross functional teams and HO.

Collaboration and Support

• Work closely with the Risk, Compliance, Product, Business and Data teams to address AML/KYC issues effectively. 
• Support continuous improvement in AML/KYC processes and policies. 

Regulatory Awareness

• Stay updated on RBI guidelines, AML/KYC regulations, and industry best practices. 
• Ensure compliance with evolving regulatory requirements and internal policies.