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Securities & Derivatives Analyst 2 - C10 - MUMBAI

Citi Bank

3 - 5 years

Mumbai

Posted: 15/03/2025

Job Description

The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.

Responsibilities:

  • Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
  • Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
  • Support the team in managing the day to day activities in an effortless and error free manner.
  • Core processing of activities related to transaction processing, maintenances, Exchange reporting’s, & other functions for BAU activities.
  • Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
  • Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections
  • Perform operational activities for reconciliations and client reporting
  • Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
  • Managing complex Operational Risk controls as per internal Citi standards.
  • Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.+
  • Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
  • Escalate transaction processing issues to the appropriate department and collaborate on a solution


Qualifications:

  • 3-5 years of experience in Capital Markets specifically in brokerage operations
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Ability to work in a fast-paced environment


Education:

  • CA / MBA and preferably NISM certified


About Company

Citi Bank, officially known as Citibank, is a global financial institution and the consumer division of Citigroup, a leading multinational banking corporation. Established in 1812, Citibank provides a wide range of financial services, including retail banking, credit cards, personal loans, wealth management, and investment banking. With a strong presence in over 100 countries, it serves millions of customers worldwide, offering both individual and business banking solutions. Citibank is known for its digital banking innovations, global reach, and commitment to financial inclusion and economic growth.

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