Securities & Derivatives Analyst 1 - C09 - MUMBAI

The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.

Responsibilities:

• Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
• Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
• Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
• Margin monitoring and Trade confirmations, Cash and non-cash collateral management
• Perform operational activities for reconciliations and client reporting
• Treasury management and funding arrangements
• Support the traders / execution desk with contracting, calculating commissions, preparing various MISs and addressing ad-hoc queries
• Supporting large Investment Banking deals in onboarding large corporate clients, managing margining and funding requirements, managing settlement of funds with exchange and client, repatriation of sale proceeds to foreign clients and related documents
• Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
• Managing complex Operational Risk controls as per internal Citi standards.
• Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.

Qualifications:

• 3-5 years of experience in Capital Markets specifically in brokerage operations
• Consistently demonstrates clear and concise written and verbal communication skills

Education:

• CA / MBA and preferably NISM certified