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Risk & Internal Controls - Team Member - AP / Branch Inspections

Kotak Securities

0 - 0 years

Kota, Mumbai

Posted: 25/07/2025

Job Description

Job Responsibility:  Visiting Kotak Securities Branches and Authorized Persons offices in the region  Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy/procedure breaches and timely issuance of reports.  Develop new audit programs to ensure adequate Internal controls.  Make recommendations about policies, red flag indicators and audit triggers.  Investigate and assess alerts for potential risks.  Maintain a current understanding of transaction risk, including policies, procedures, regulations, and developing trends.  Identifying systemic procedural weaknesses and additional training/certification requirements  Voice recording review.

About Company

Kotak Securities, a part of Kotak Mahindra Bank, is a leading stock broking firm in India. It provides a wide range of investment services including equity, derivatives, mutual funds, and IPOs. The company is known for its digital platforms and robust research offerings.

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