Regulatory Reporting Analyst

Take charge and inspire excellence as a Transaction Processing Team Leader, where you will lead and manage daily regulatory reporting and remediation tasks. Drive innovation and efficiency by promoting process improvements, ensuring your team is always ahead in delivering exceptional results.

As a Regulatory Reporting Analyst within the Transaction Processing Team, you will take charge and inspire excellence by leading and managing daily regulatory reporting and remediation tasks. You will promote innovation and efficiency by promoting process improvements, ensuring your team is always ahead in delivering exceptional results.

 

Job Responsibilities:

• Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systems
• Ensure accurate reviews and timely escalation of unissued/unexecuted documents
• Drive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impact
• Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal Counterparts
• Ensure all issues are investigated and resolved in a timely manner as per Business Standards
• Prepare weekly MIS and monthly control packs for Senior Management
• Analyze MI and report trends and spikes
• Participate in various testing related to system enhancement, project implementation, and new business initiatives
• Identify control gaps and suggest improvement ideas for better efficiency and effectiveness

Required qualifications, skills and capabilities:

• Must exhibit strong partnership abilities
• ISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives experience
• Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
• Strong communication skills
• Needs to be highly numerate with excellent keyboard skills and a high-level of computer literacy
• Needs to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risks
• Bachelor’s degree