RCU Regional Manager-HO & SUPPORT-Internal Control
Kotak Mahindra Bank
5 - 10 years
Kolkata
Posted: 02/03/2025
Job Description
Job Role:
- Non Fraud UEs Investigation and Closure
- Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
- Investigation on EWS sent by the Central RCU HO Function
- Review of RCU - RPMs
- Periodic review with AMs/RBMs on findings and red alert branches
- Adherence to calendar of flash visits and PSVs of RCU -RPMs
- RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
- Branch Visit – once a year or as per EWS on branch - 2 day visit
- Responses to RL Control Reports assigned to the RCU - RRM
- Supervision of Account Opening sampling of data for RCU
- Liaison with legal & other govt. enforcement agencies, as and when required
The measurable will be –
- Closure & Quality of PSVs of RCU-RPMs
- Concurrent Audit Observations and IAD Audit Ratings
- AML alerts and RL Control Report reverts
- Continuous Monitoring outcome
- Effectiveness of control in the branches in terms of tracking control items – especially Suspense Account Monitoring
- Operations and Process Control Scorecard
- Number of Unusual Events coming out of the branches and their closures
- Non Fraud UEs Investigation and Closure
- Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
- Investigation on EWS sent by the Central RCU HO Function
- Review of RCU - RPMs
- Periodic review with AMs/RBMs on findings and red alert branches
- Adherence to calendar of flash visits and PSVs of RCU -RPMs
- RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
- Branch Visit – once a year or as per EWS on branch - 2 day visit
- Responses to RL Control Reports assigned to the RCU - RRM
- Supervision of Account Opening sampling of data for RCU
- Liaison with legal & other govt. enforcement agencies, as and when required
About Company
Kotak Mahindra Bank is one of India's leading private sector banks, offering a wide range of financial services including personal banking, corporate banking, investment banking, insurance, and asset management. Established in 1985 and headquartered in Mumbai, it is known for its innovative banking solutions, customer-centric approach, and strong focus on digital transformation. The bank caters to diverse customer segments, from individuals to large corporations, emphasizing trust, transparency, and growth.
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