Job Role: Process Expert
Derivatives, Recon, Market Registration, IM Op's Reporting
Location: Mumbai
Job Description
The Market Registration/Entity KYC team plays an integral role in supporting MSIM funds for new market
openings and ongoing market renewals for where applicable. The team also supports complex market
related regulatory requirements as mandated by global regulators. As a part of Entity KYC, the team
works with various brokers to complete KYC reviews for MSIM entities to ensure they are compliant with
period KYC refresh exercises with no impact to trading
Primary Responsibilities
- Work with Investment teams, Portfolio services to understand and prioritize market opening
requirements per investment strategy.
- Co-ordinate with client relationship managers, investment team and internal signatories to ensure
timely completion of market opening along with relevant legalization requirements per jurisdiction as
advised by custodians.
- Ensure stakeholders are made aware of progress with regular status updates and prompt responses
to queries.
- Process market renewals prior to market expiry for jurisdictions in scope such as India, Indonesia,
Egypt, Slovenia. Initiate market fee payments requests with internal teams where applicable
- Assist in preparing a framework to track regulatory requirements for global regulators including SEBI
and ensure that relevant notifications pertaining ‘Material changes’ are communicated to custodians in
a timely manner
- Complete internal operational setups for our Separately managed accounts after the relevant market
openings are completed by clients
- Validate market status for investment team by reviewing the same with custodians and checking
internal setup prior to the placement of a trade
- Work with custodians to complete documents related to sub custodian changes in local markets to
ensure no impact to trading
- Respond to counterparty KYC (Know Your Client) requests related to periodic broker requirements for
MSIM entities by coordinating with various internal teams such legal, compliance, finance and
investment teams
