Process Associate - Due Diligence

Review of documentation for entities such as corporation, charities, individuals as per policy / jurisdiction for all KYC / CDD documentation and raising request for information/document required as per the procedure

Conduct due diligence and highlight procedural requirements if there is any defect

Review beneficial ownership (BO) and key controller according policy and screen for sanctions and adverse media

Complete review in a timely and efficient manner

Make recommendation on process enhancements to increase efficiency and accuracy

Maintain awareness of regulatory updates and incorporate process and procedural changes in the due diligence review process

Interpret evidence from multiple tools and systems to determine legitimacy of customer behavior across multiple products

Assist with monitoring and tracking incidents to ensure resolution occurs within the customer Service Level Agreement

Solve routine problems, largely through precedent and referral to general guidelines