Role and Responsibilities

Processing for Institutional trader, sending STP through various gateway like FTNSEIT, NSDL

Supervising trade confirmation on STP gateways and Email scan copies of Contract notes &

trade confirmation files (Excel formats) to be sent to institutional Clients.

Regulatory reporting to Exchanges like 6A7Ain case of BSE and CLD, CPCODE, OTR and RC files in case of NSE

Confirmation & Settlement of cash and Derivatives segment deals with clients such as banks,

Insurance company FII PMS MF and their custodians.

Confirmation and settlement of OFS trades.

Account opening for Institutional client in backoffice software

Analysis of Brokerage credited for Institutional client.

Verifying & checking of KYC details UCC details in Exchange, brokerage & statutory charges levied for Retails clients for all segments.

Generate and Email ECN- Digital contract notes to retail client through LD Digital sign software

Daily reporting of margin files to Exchange for NSE Derivative Segment

Maintaining of Client Master brokerage Master charges Master with back-office software.

Compiling periodic (Daily/ Monthly /Quarterly/ Yearly) MIS reports to management and other stakeholders.

Operations Manager - institution equity