Management Trainee

Responsibilities

In this role, you will be responsible for all the activities related to AML/KYC which include:

• Perform Customer verification; document and advance exceptions; monitor for timely resolution
• Perform due diligence of documents according to business, entity and product matrix, including non-documentary verification
• Perform improved due diligence checks on higher risk accounts
• Conduct research using 3rd party solutions to identify potential risk issues.
• Analyze relationships and business activities to resolve AML and reputational risk issues.
• Perform ongoing monitoring; review, resolve and advance where appropriate
• Assess and advise business and compliance leadership of identified risk issues.
• Support business metrics reporting
• Support internal testing and audit requirements
• Other tasks assigned by Manager or applicable leadership

Minimum Qualifications

• Bachelors degree from an accredited university or college
• Highly proficient in PowerPoint, Excel and Word.
• Strong analytical, problem-solving and resolution skills
• Excellent written and oral communication skills with the validated ability to communicate with all levels including management and retail partners.
• Detail-oriented with strong process focus and diligent execution capability

Preferred Qualifications

• Previous experience and proven expertise in Know Your Customer & AML and other compliance programs
• Strong knowledge of due diligence tools (Lexis-Nexis, Bridger World-Check)
• Strong Knowledge about AML/CTF and sanctions
• Strong Knowledge about banking/capital markets products, processes and platforms