Legal Manager – Broking-Paytm Money

Key Responsibilities:-

• Regulatory Compliance & Surveillance
• Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.
• Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.
• Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.
• Handle surveillance reporting for broking and depository functions, including exchange queries.

• Policy, Process & MIS Management
• Set up screening parameters and update AML software modules.
• Manage periodic MIS on alerts and ensure process documentation.
• Disseminate regulatory circulars, assess impacts, and update stakeholders.

• Investigations & Training
• Conduct quality controls, suspicious activity investigations, and enhanced due diligence.
• Assist in training staff on KYC and AML policies.
• Stakeholder Engagement
• Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations.

Requirements

• Experience:
• 612 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.

• Educational Qualification:
• Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.
• Technical Skills & Competencies:
• Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
• Strong analytical ability for transaction data and surveillance investigations.
• Proficient in MS Office and AML/KYC software tools.
• Excellent written and verbal communication, interpersonal skills, and stakeholder management.
• Ability to multitask under tight deadlines in a fast-paced environment.

Why Join Paytm Money?

• Be part of a rapidly growing SEBI-registered broking platform.
• Influence best-in-class KYC, AML, and surveillance practices.
• Exposure to regulators and exchange-level reporting responsibilities.
• Collaborate with diverse teams in a dynamic fintech ecosystem.