Legal and Compliance Officer - FinTech
9Point Capital
2 - 5 years
Mumbai
Posted: 30/12/2025
Job Description
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9Point Capital is a digital-first investment and advisory platform focused on enabling Indian investors to access global markets, including US and international securities, ETFs, and digital asset-linked products. The firm operates at the intersection of finance, regulation, and technology, with a strong emphasis on investor protection, regulatory compliance, and responsible innovation in fintech and crypto.
Role Overview
We are looking for a lawyer with strong drafting, research, and regulatory instincts, especially around financial services, crypto, taxation, and public law.
Legal research on Indian & cross-border regulations (SEBI, RBI, FEMA, Income-tax, crypto laws)
Drafting legal opinions, advisory notes, notices, representations, and contracts
Assisting in tax litigation, regulatory correspondence, and policy submissions
Supporting high-stakes matters involving exchanges, platforms, funds, and HNIs
Contributing to thought leadership, articles, and policy advocacy
LL.B. from a Premier university
2-5 years PQE (law firms / litigation / regulatory roles preferred)
Strong drafting & legal reasoning skills
Interest in fintech, crypto, taxation, and emerging regulation
High ethical standards and attention to detail
Experience with tax laws, FEMA, or financial regulations
Experience with setting up funds, drafting of PPMs.
Prior exposure to crypto / digital assets (professional or academic)
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