IRM Post Trade Compliance – Assistant Vice President
Citi Bank
5 - 10 years
Gurugram
Posted: 29/11/2024
Job Description
Job Description
GPC-Investment Restrictions Monitoring
Description
You will be part of the middle office operations team involves a daily review of exceptions aiming to identify valid investment breaches on the funds’ portfolios. The monitoring consists of an initial data integrity check, identification and reporting required for valid investment breaches and further daily notification to the Clients. As a team member, you will be responsible for ensuring the accurate and timely delivery of assigned Post Trade Compliance reports which would include Daily, weekly, monthly breaches and compliance reports. You will also work closely with the onshore counterparts to establish global operating models and processes.
Hands on experience on MIG21, Charles River (CRIMS) or Post Trade Compliance Tools
Key responsibilities include:
- Manage the assigned deliverables to you as per the agreed SLA.
- Performing trade compliance review of client’s funds as per the guidelines and security characteristics
- Maintained detailed working knowledge of UCITS and other regulatory and exchange rule & regulations
- Post trade compliance monitoring, identifying, promptly Investigating trade breaches, and reporting as per the SLAs to clients
- Monitor the data quality and the completeness of feeds/ Files into system and databases.
- Preparing reports and communicating with clients for the Daily, Weekly & Monthly reports
- Regular update of rules in the system as per the information received from clients
- Proficient in managing attributes related to portfolio (exposure, ownership, commitment & Liquidity calculations)
Qualifications
Education:
- Bachelor/master’s degree in accounting, Finance or related field
IRM Job Experience:
- +12 Years
Skills:
- Regulatory Reporting
- CRIMS (Charles River) & MIG 21 - Tool knowledge
- Trade Breaches/Compliance Rules Knowle
- Proficiency with EXCEL
- Attention to detail
- Effective time management skills
- Excellent interpersonal and communication skills
- Outstanding organizational skills
- Initiative in Self Development
- Team player
- Works well under pressure
- Flexibility to work in all shifts
Education Level: Bachelor's/ Masters Degree
Primary Location: APAC-IND-HR-Gurgaon
Job Category: Operations
Schedule: Full-time
Shift: Rotating (As per process requirement)
Employee Status: Regular
Travel: No
Grade/Level: C12
Relocation: No
Office Location / Address: Plot No 243, SP Infocity, Udyog Vihar Phase 1, Gurgaon
About Company
Citi Bank, officially known as Citibank, is a global financial institution and the consumer division of Citigroup, a leading multinational banking corporation. Established in 1812, Citibank provides a wide range of financial services, including retail banking, credit cards, personal loans, wealth management, and investment banking. With a strong presence in over 100 countries, it serves millions of customers worldwide, offering both individual and business banking solutions. Citibank is known for its digital banking innovations, global reach, and commitment to financial inclusion and economic growth.
Services you might be interested in
One-Shot Campaign
Reach out to ideal employees in one shot!
The intelligent campaign for reaching out to the ideal audience to whom you can ask for help (guidance or referral).