Investment Guideline Compliance Analyst

Investment Guideline Compliance Analyst (Charles River CRD)

Location: Mumbai / Nashik

Experience: 513 Years

Role Summary:

Investment Compliance professional with hands-on experience in Charles River (CRD), responsible for CRD rule coding, pre-trade guideline implementation, and post-trade compliance monitoring to ensure regulatory and client mandate adherence.

Key Responsibilities:

• Configure, test, and maintain CRD compliance rules and coding logic.
• Implement and monitor Pre-Trade & Post-Trade compliance guidelines.
• Interpret IMAs, prospectuses, and regulatory requirements and translate them into system rules.
• Investigate and resolve compliance breaches and alerts with PMs and Traders.
• Support new account onboarding, mandate setup, and guideline implementation.
• Prepare compliance reports and assist in audits and regulatory reviews.

Required Skills:

• Strong hands-on experience in Charles River Investment Management System (CRIMS)
• Experience in CRD rule coding and compliance configuration
• Knowledge of asset classes (Equities, Fixed Income, Derivatives preferred)
• Strong analytical skills: Excel proficiency (SQL is a plus)