IN-Manager_Capital Planning and Financial Audit Specialist_Captive Financial Services_Advisory_Mumbai

PWC

4 - 6 years

Mumbai

Posted: 12/17/2024

Job Description

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Risk

Management Level

Manager

Job Description & Summary

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.

*Why PWC

At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us.

At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firm’s growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. "

Job Description & Summary: We are seeking a highly skilled and experienced Capital Planning and Financial Audit Specialist to join our team. The ideal candidate will have a strong understanding of capital planning processes, including CCAR, capital adequacy, and management, as well as a solid grasp of the Basel III Endgame (FRTB). This role requires an individual with robust control awareness, project management capabilities, and exceptional analytical, interpersonal, and communication skills. Experience with data analytics, particularly using Excel, is a plus. The candidate should possess 4-6 years of experience focusing on controls within business lines or capital planning, along with a good understanding of liquidity metrics such as LCR and NSFR.

Responsibilities:

  • Conduct thorough reviews and assessments of capital planning processes, ensuring compliance with regulatory requirements such as CCAR and Basel III Endgame (FRTB).
  • Evaluate and enhance capital adequacy and management strategies.
  • Provide financial sector audit support, focusing on identifying and strengthening significant controls.
  • Work independently to manage and deliver projects within set deadlines, utilizing strong project management skills.
  • Analyze complex data and present findings in a clear and concise manner, leveraging data analytics tools such as Excel.
  • Collaborate effectively with cross-functional teams, demonstrating strong interpersonal and communication skills.
  • Maintain a control-focused mindset, proactively identifying potential risks and recommending improvements.
  • Stay updated with industry trends and regulatory changes affecting capital planning and liquidity metrics, including LCR and NSFR.

Mandatory skill sets:

Capital Planning and Regulatory Knowledge: Expertise in capital planning, including CCAR, and familiarity with Basel III Endgame (FRTB), as well as liquidity metrics like LCR and NSFR. Audit and Controls Experience: Proven experience in financial sector audit support with a focus on assessing and strengthening controls. Project Management and Analytical Skills: Strong project management capabilities and analytical skills for data assessment and interpretation. Communication and Interpersonal Skills: Excellent written and verbal communication skills, along with strong interpersonal abilities for effective collaboration.

Preferred skill sets:

  • Experience in financial institutions or consulting firms.
  • Certification such as CFA, CPA, or FRM is advantageous.

Years of experience required:

4 -6 years

Education qualification:

MBA, CA, FRM

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required: Bachelor Degree

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Market Risk

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Coaching and Feedback, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Creativity, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support {+ 35 more}

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date

About Company

PricewaterhouseCoopers (PwC) is a global professional services firm providing audit, tax, and consulting services. PwC helps organizations manage financial risks, comply with regulations, and improve performance through its expertise in industries like finance, healthcare, and technology.

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