Fund Servicing

Introductory market language

Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers

Job Summary

As a Fund Servicing Specialist within the JP Morgan Compliance Reporting & Client Transaction reporting team, you will be responsible for providing post Trade Compliance & Reporting services to our pension & Mutual Fund clients based in North America and EMEA. You will play a crucial role in investigating investment guideline/regulatory breaches, recommending corrective measures, and promoting process improvement. This role offers the opportunity to work with a diverse range of clients and portfolios, and to contribute to the management of approximately $2 trillion in assets.

Job Responsibilities

• Investigate all investment guideline/regulatory breaches to assist clients in resolving breaches.
• Review and recommend actions based on investigations to help fund managers take corrective measures.
• Continuously improve processes by providing solutions to reduce false exceptions/violations and optimize operations.
• Interface with onshore Operations and Operations Service Delivery (OSD) teams to drive process improvement and efficiency.
• Provide solutions to minimize false exceptions/violations.
• Offer innovative solutions tailored to client requirements, adapting to their changing needs promptly.
• Maintain a strong control mindset to identify risks within processes and remediate them appropriately.
• Ensure expertise in the function, deliver training sessions, and act as a "go-to" person within the team and with partners.
• Be a logical, problem-solving, technical individual suited for the role.
• Understand accounting platforms that deliver NAVs, which is advantageous.
• Focus on solving technical and complex client requests globally as part of new business implementations

Required qualifications, capabilities and skills

• Possess 5+ years of experience in the Banking/Financial services industry or with an accounting firm.
• Have a good understanding of security types and their accounting treatment.
• Be aware of stock market practices and data vendor systems like Bloomberg.
• Understand the processes of a fund’s Custodian Bank and Investment Manager.
• Exhibit analytical skills with strong problem-solving capabilities.
• Demonstrate a committed approach and effective communication within a small team.
• Show flexibility to support department projects and work overtime during peak periods.
• Have team management experience, with the ability to lead, guide, and collaborate with peers.
• Experience in process improvement initiatives.
• Stay updated with industry practices, product development, and evolving regulations.
• Hold qualifications involving financial instruments, with excellent written and verbal communication skills.