Franchisee - Team Member - Compliance - Bangalore- IJP
Kotak Securities
0 - 0 years
Bengaluru
Posted: 26/02/2026
Getting a referral is 5x more effective than applying directly
Job Description
- Coordinating with franchisees to obtain feedback on pre-trade consents of clients
- Coordinating with franchisees on obtaining replies on audit queries and ensure closure of query on a timely basis
- Ensuring all Authorized Persons are compliant with regulatory requirements and the same is facilitated
- Training all APs on updated regulatory requirements frequently
- Coordinating with State Heads to ensure timely closure of audit queries
- Monitoring social media handles of Authorized Persons and reporting the same to respective State Heads in case of any non-compliance
About Company
Kotak Securities, a part of Kotak Mahindra Bank, is a leading stock broking firm in India. It provides a wide range of investment services including equity, derivatives, mutual funds, and IPOs. The company is known for its digital platforms and robust research offerings.
Services you might be interested in
Improve Your Resume Today
Boost your chances with professional resume services!
Get expert-reviewed, ATS-optimized resumes tailored for your experience level. Start your journey now.
