Deputy Manager
NSE
0 - 5 years
Mumbai
Posted: 18/06/2025
Job Description
Group Company: NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Designation: Deputy Manager (NSE_SEC_REGLISINV_02_DMGR)
Office Location:
Position description:
I. Purpose of the role:
To analyse the financial statements of listed companies. Holistically look at the trading / compliance data of a listed companies and amongst others, handle cases of fraud, diversion, and siphoning or misappropriation of funds; look at material mis-statement in financial statements; probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group; investigate fraudulent related party transactions wherein financial and governance issues are interlinked and a holistic examination is required.
II. Key Responsibilities (This should reflect the process/sub-process in which the position plays a role and specifically indicate the actions to be taken. Please include a maximum of 8 key responsibilities).
Sr. | Key Responsibility | Descriptive Parameters |
1. | Analysis of Complaints forwarded by SEBI/other departments | · Analyse complaints related to fraud, diversion of funds, and siphoning or misappropriation of funds. · Analysis of financial statements of such listed companies. · Probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group · Investigate fraudulent related party transactions. · Take up the matter for detailed investigation. · Seeking clarification/information from the listed companies wherever necessary. · Hold meetings with the companies for seeking clarifications wherever necessary. · Conduct detailed investigation in the matter submit the investigation report to SEBI. |
2. | Analysis of Internal alerts | · Analysis of internal alerts for companies having weak financials/likely to commit defaults. · Analysis of financial statements of such listed companies. · Probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group · Investigate fraudulent related party transactions. · Take up the matter for detailed investigation. · Seeking clarification/information from the listed companies wherever necessary. · Hold meetings with the companies for seeking clarifications wherever necessary. · Conduct detailed investigation in the matter submit the investigation report to SEBI. |
3. | Issue No Objection Certificate (NOC) | · Analysis of financial statements of companies based on requests for NOC received from other departments.
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4. | MIS & status updates | · Preparing requisite MIS containing details of all complaints/alerts and their status.
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5. | Process / System improvements | · Identify areas of improvement in current process and systems. · Reviewing of existing internal alerts. · Coordinate with the technology teams for incorporating enhancements. |
6. | Thematic analysis | · Detect companies' strength and weakness by comparing the financial ratios · Use statistical tools to identify outliers · Designing detailed matrix for identification of red flags. · Coordinate with the technology teams for incorporating enhancements The National Stock Exchange is India’s largest and most prominent financial market. It introduced a fully automated screen-based electronic trading system, bringing efficiency and transparency to capital markets. NSE operates a wide range of asset classes including equity, debt, and derivatives. Don’t wait for the deadline to stress you out! Smart, fast, and reliable ITR filing for 2024-25. Submit your details today. |