Deputy Manager
NSE
0 - 5 years
Mumbai
Posted: 18/06/2025
Job Description
Group Company: NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Designation: Deputy Manager (NSE_SEC_REGLISINV_02_DMGR)
Office Location:
Position description:
I. Purpose of the role:
To analyse the financial statements of listed companies. Holistically look at the trading / compliance data of a listed companies and amongst others, handle cases of fraud, diversion, and siphoning or misappropriation of funds; look at material mis-statement in financial statements; probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group; investigate fraudulent related party transactions wherein financial and governance issues are interlinked and a holistic examination is required.
II. Key Responsibilities (This should reflect the process/sub-process in which the position plays a role and specifically indicate the actions to be taken. Please include a maximum of 8 key responsibilities).
Sr. | Key Responsibility | Descriptive Parameters |
1. | Analysis of Complaints forwarded by SEBI/other departments | · Analyse complaints related to fraud, diversion of funds, and siphoning or misappropriation of funds. · Analysis of financial statements of such listed companies. · Probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group · Investigate fraudulent related party transactions. · Take up the matter for detailed investigation. · Seeking clarification/information from the listed companies wherever necessary. · Hold meetings with the companies for seeking clarifications wherever necessary. · Conduct detailed investigation in the matter submit the investigation report to SEBI. |
2. | Analysis of Internal alerts | · Analysis of internal alerts for companies having weak financials/likely to commit defaults. · Analysis of financial statements of such listed companies. · Probe complex transactions involving resources of the listed entity undertaken for the ultimate benefit of promoter/promoter group · Investigate fraudulent related party transactions. · Take up the matter for detailed investigation. · Seeking clarification/information from the listed companies wherever necessary. · Hold meetings with the companies for seeking clarifications wherever necessary. · Conduct detailed investigation in the matter submit the investigation report to SEBI. |
3. | Issue No Objection Certificate (NOC) | · Analysis of financial statements of companies based on requests for NOC received from other departments.
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4. | MIS & status updates | · Preparing requisite MIS containing details of all complaints/alerts and their status.
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5. | Process / System improvements | · Identify areas of improvement in current process and systems. · Reviewing of existing internal alerts. · Coordinate with the technology teams for incorporating enhancements. |
6. | Thematic analysis | · Detect companies' strength and weakness by comparing the financial ratios · Use statistical tools to identify outliers · Designing detailed matrix for identification of red flags. · Coordinate with the technology teams for incorporating enhancements The National Stock Exchange is India’s largest and most prominent financial market. It introduced a fully automated screen-based electronic trading system, bringing efficiency and transparency to capital markets. NSE operates a wide range of asset classes including equity, debt, and derivatives. Reach out to ideal employees in one shot! The intelligent campaign for reaching out to the ideal audience to whom you can ask for help (guidance or referral). |