Deputy Manager
NSE
2 - 5 years
Mumbai
Posted: 25/08/2025
Job Description
Group Company: NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Designation: Deputy Manager (NSE_SEC_REGU_INSP_OFFSITE_MONITRG_02_DMGR)
Office Location:
Years of experience: to
Salary Range: INR to (Annual)
Position description:
I. Purpose of the role:
To undertake all activities to ensure that trading members/ stock brokers adhere to the regulatory norms by conducting their periodic monitoring, verification of member submissions, Inspection / Internal audit reports and regular follow up with members for the same
II. Key Responsibilities (This should reflect the process/sub-process in which the position plays a role and specifically indicate the actions to be taken. Please include a maximum of 8 key responsibilities)
Sl No. | Key Responsibility | Descriptive Parameters |
1. | Off-site monitoring & supervision of Members | 1. Undertake various processes/activities relating to off-site supervision of Stock Brokers 2. Monitor and analyze various submissions made by Members with respect to laid down early warning parameters to ensure compliance with regulatory requirements 3. Detailed evaluation of risk parameters and identification of red flags 4. Ensure execution of offsite compliance 5. Periodic follow up with Members 6. Provide periodic MIS 7. Draft and maintain SOPs/policy for respective activities 8. Extensive coordination with regional teams and other departments of exchange, wherever necessary. 9. Ensuring timely generation and sharing of alerts with ROs |
2. | Risk based Supervision | 1. Review the financial data filed by the Members, using ratios and other methods of analysis 2. Evaluation and assessment of risks based on laid down parameters and weights 3. Identification of red flags and risk contributing factors |
3. | Data collation and analysis for daily reports
| 1. Collate and analyze data from other exchanges and internal NSE departments for Member evaluation and analysis 2. Use of data analytics tool & data warehouse to scrutinize various data sets and generation of various reports 3. Early identification of Members with risk alerts and critical financial stress 4. Conduct of detail examination & reporting |
4. | LimitedPurpose Inspections(LPI) | 1. Analysis of cases and decidingthescopeforconductingLimitedPurposeInspections.
2. Re The National Stock Exchange is India’s largest and most prominent financial market. It introduced a fully automated screen-based electronic trading system, bringing efficiency and transparency to capital markets. NSE operates a wide range of asset classes including equity, debt, and derivatives. Reach out to ideal employees in one shot! The intelligent campaign for reaching out to the ideal audience to whom you can ask for help (guidance or referral). |