C&ORC Business Control Assurance SOX Tester / Auditor

Your role

Do you have a knack for SOX Audit? Are you at your best when supporting others? We’re looking for someone like that to:
- perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
- maintain high quality testing documentation
- address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
- support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
- provide timely updates to the testing progress status tracker and stream leads
- share and maintain knowledge

Your team

You’ll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Pune or Mumbai, India. C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Your expertise

You have
- 3+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
- University degree or equivalent qualification (preferably Accounting, Finance or similar)
- Experience performing tests of controls including SOX specific testing (preferable)
- Very good written and spoken English
- ACCA/CIA or equivalent audit or accounting qualification would be an asset.

You are
- Strong at organising skills, especially in planning and record keeping,
- Strong at analytical, problem-solving and synthesizing skills,
- Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing,
- Good at enabling effective interaction with key stakeholders through tenacity and diplomacy,
- Having excellent closure skills,
- Result-oriented and assertive (you don't shy away from challenging situations)
- Known for hitting deadlines.