Control Management - Associate

You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.

As a Control Management Associate within our Business Operations team, you will be tasked with maintaining a sustainable and disciplined end-to-end control environment for the line of business. Your responsibilities will include identifying and escalating issues promptly, and collaborating with the Business to ensure timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.

Job Responsibilities:

• Partnering with stakeholders to evaluate and perform an end-to-end analysis of the business’s risk and control environment, identifying significant gaps and weaknesses and determining the root cause of control breaks.
• Ensuring that controls are properly designed and operating effectively, contributing to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols.
• Performing ongoing analysis of program-related data (e.g., KRI/KPI) and developing ad-hoc reports as requested to support business-related programs and strategies.
• Assisting with the development of Risk & Control Self-Assessment mapping and documentation through participation in end-to-end process walkthroughs and deep dives with assigned business units.

Required qualifications, capabilities, and skills:

• Bachelor’s degree or equivalent experience required
• Minimum 3 years of experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation

Preferred qualifications, capabilities, and skills:

• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred