Compliance-Bengaluru-Senior Analyst-Business Unit Compliance

YOUR IMPACT 

You will work as part of the Investment Banking (“IB”) Compliance which primarily supports the firm’s Investment Banking with business, regulatory, legal and compliance matters. In addition to working collaboratively with fellow team members and global counterparts in Investment Banking Compliance, the candidate will regularly interact with Investment Banking business professionals, other compliance teams and other Goldman Sachs departments, including Legal, Internal Audit, Finance, Operations, Technology and the Conflicts Resolution Group. IB Compliance is seeking a proactive, technology oriented and efficiency focused analyst level compliance professional to join our global team. You will be based in Bengaluru and will work closely with a dynamic team of IB Compliance colleagues around the world.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Provide advice and compliance oversight to Investment Baking personnel including assessing regulatory and reputational risks, and significant business changes affecting the firm
• Create new and enhance existing monitoring, testing, and controls to verify adherence to laws, regulations and firm policies and procedures. Assess and determine how to mitigate risk to the firm by analyzing transactional processes used in the Investment Banking businesses and reviewing the activities and actions of individual bankers.
• Assist in the design and delivery of live and online training intended to educate Investment Banking personnel on compliance and regulatory requirements
• Ensure that appropriate policies and procedures are in place for the Investment Banking businesses. Drive completion of updates and the creation of new policies in response to regulatory drivers, external factors and business changes while working closely with Legal and business personnel.
• Assist global Investment Banking Compliance in responding to regulatory inquiries and investigations, as well as requests from the firm’s auditors

PREFERRED QUALIFICATIONS

• Bachelor’s degree or equivalent 
• 2+ years of work experience in compliance, law, risk management or operations, preferably in the finance industry
• Excellent written and verbal communication skills
• Strong intellectual curiosity and interest in Investment Banking transactions
• Ability to interface daily and build relationships with a range of senior colleagues and peers 
• Strong project management, analytical, and functional skills
• Ability to prioritize multiple tasks and meet deadlines with attention to detail and outstanding execution
• A proactive team player, who enjoys working collaboratively to find solutions, but is also capable of overseeing projects independently and driving them to completion
• Highly motivated, reliable, and accountable
• Strong investigative and problem-solving skills with the ability to exercise sound and balanced judgment and challenge when needed
• MS Office proficiency: advanced knowledge of PowerPoint and Excel is preferred
• Possess effective interpersonal and communication skills