Compliance Specialist

Our esteemed client looking for Compliance expertise.

Location : Hyderabad

Compliance Lead

Total work experience of 5 - 7 years required including 3 - 5 years of relevant work experience of rule coding with an investment advisor or mutual fund group in Investment Compliance. Strong knowledge of and experience with Equity/Fixed Income/ETF Products required.

5 + years

North America Shift 5:30 PM 2:30 AM

Senior Compliance Analyst

Investment compliance monitoring. Experience in any order management system. Strong knowledge of and experience with Equity/Fixed Income/ETF Products required.

3+ years

EMEA Shift:12:30pm to 9:30pm

Compliance Lead

Investment compliance monitoring. Experience in any order management system. Strong knowledge of and experience with Equity/Fixed Income/ETF Products required.

5+ years

EMEA Shift:12:30pm to 9:30pm

Compliance Analyst

Address daily compliance alerts/warnings in batch compliance related to trading strategies. Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification.

2 years

EMEA Shift:12:30pm to 9:30pm

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