Compliance & Operational Risk Control - Market Conduct Taxonomy

Your role

Are you interested in making financial markets sounder and safer? Would you like to make an impact whilst working at the forefront of the compliance and operational risk agenda of a top tier bank? Would you like to shape the next generation of processes and controls for market conduct risks?
We are looking for someone to:
Support our mandate as Subject Matter Experts (SMEs) for market conduct risks and controls
Help us update and maintain market conduct policies and guidelines
Review and assess internal data to provide insights on market conduct risk, assess external events and conduct control reviews
Support development and delivery of market conduct training (computer based modules, and in person training materials)

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

You will be working in Group Compliance, Regulatory & Governance (GCRG) within our Market Conduct Taxonomy (MCT) team. Our team’s mandate includes assessing market conduct risk for UBS, horizon scanning (including external events and regulatory developments), setting policy requirements, providing training and guidance for internal stakeholders, external engagement and performing second line of defense challenge and oversight focused on market conduct risks. Our remit is global and covers all UBS business divisions.

Your expertise

Prior experience in banking and financial services
Degree level education
Strong desire to learn and demonstrable intellectual curiosity
Strong problem solving/ analytical skills with great attention to detail
Proven ability to work collaboratively and deliver on time