Compliance Officer - Group Compliance Regulatory & Governance

Your role

Are you collaborative? Are you an expert in second line-of-defense activities, balancing compliance objectives with legal, regulatory, and ethical considerations? Do you advocate for the importance of compliance and operational risks?

Does this sound like you? If so, you have the right qualities to join us. Succeeding at UBS means respecting, understanding, and trusting colleagues and clients. It involves challenging others and being challenged in return.

Join our Group Compliance Regulatory & Governance (GCRG) India team – apply now.

Your team

You will be working in the Group Compliance Regulatory & Governance (GCRG) India team. It is a global function within UBS that plays a critical role in managing non-financial risks and ensuring regulatory compliance across the organization. GCRG operates as part of the second line of defense (2LoD), where it supports regulatory compliance, risk oversight, and governance activities.

Your expertise

- Act as a subject-matter expert in compliance and operational risk control (C&ORC) in managing risk.
- Ensure a robust C&ORC framework is in place and kept up-to-date with policies, procedures, and legal, regulatory, and business standards.
- Deliver independent risk assessment and provide effective challenge to the 1st and 2nd line of defense concerning consequential risks and risk frameworks.
- Provide business management with training, frameworks, information, and insights required to manage risk.
- Review operational risk issues, checking and challenging as per the operational risk framework, and ensuring timely completion.
- Coordinate with senior management to ensure a healthy control environment and continuously review it to ensure it is fit-for-purpose, complete, and accurate.