Compliance Manager - Treasury

Compliance Team Member - Treasury

The key responsibilities would include the following:

• Supporting the business/treasury function of the bank by giving advisory on all treasury related matters from Compliance Perspective.
• Supporting the team lead in reviewing Treasury related Products, Policies, Processes and notes . It involves providing compliance advisory and feedback giving feedbacks and advice to ensure the bank processes are comprehensive and compliant with regulatory guidelines.
• Advising on all matters relating to Market risk.
• Review and support the team lead in advising/reviewing all Statutory Audit Related Certificates.
• Advising on all matters relating to Finance including Disclosures in financial statements related to Investment, Borrowing, Derivative, Market risk, Liquidity risk etc.
• Collaborating with other assurance functions like risk and internal audit for regulatory matters.
• Carrying out select testing and monitoring of regulatory risk areas of treasury to ensure compliance with RBI guidelines.
• Getting involved in implementation of new circular at Bank level on all treasury related matters.
• Assisting the team during the time of RBI Audit by co-ordinating and collaborating with stakeholders to provide information and details requested by RBI.
• Resolving the points raised by RBI in inspection reports including conducting root cause analysis for regulatory violations.
• Engage with regulators and support business stakeholder needs as and when required, to obtain clarity on the regulations and secure approvals where required.
• Supporting the team lead in business reviews, review of concurrent audit reports, preparation of MIS data etc.

Job Requirement:

• CA/MBA with 2-3 Yrs exp in Treasury Compliance/Audit
• Knowledge about key regulatory requirements relating to banking and financial services segment.
• Hands-on experience of implementing or monitoring implementation of regulations/ Prior audit or assurance background will be preferred.
• Ability to perform under pressure within the given time lines. Should possess good communication / interpersonal / problem solving skills and has to be a quick learner.
• Diligent, hard-working & a team player, with ability to drive outcomes when working with other stakeholders.
• Proficient in working on MS Office tools