Compliance Manager for NBFC (RBI & Corporate Law)

About the Company :Large NBFC

Location: Mumbai

Experience: 48 years (preferably in NBFC/BFSI sector)

Industry: Financial Services / NBFC / BFSI / FinTech

About the Role

We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions. This position is ideal for professionals with hands-on experience in NBFC compliance, RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance.

Responsibilities

• RBI Regulatory Compliance Core Focus Area
• Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML, including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines.
• Timely submission of regulatory filings and reports via RBI portals CIMS, Daksh, FIU-IND, and others.
• Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance.
• Draft, implement, and periodically review internal policies in line with RBI directives.
• Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny.
• Maintain and update the Regulatory Compliance Calendar, tracking and ensuring timely completion of tasks.
• Provide compliance input to business teams on related party transactions, group exposure, outsourcing, borrowings, and guarantees.
• Corporate Secretarial & Governance Support Secondary Responsibility
• Organize and conduct Board Meetings, Committee Meetings, and Shareholder Meetings.
• Draft notices, agendas, resolutions, and minutes; maintain actionable trackers.
• Support in drafting and filing statutory documents with ROC/MCA.
• Assist in fundraising activities such as issuing NCDs and Commercial Papers, ensuring RBI and SEBI compliance.
• Work with the CSR team on eligibility checks, compliance, and documentation related to CSR initiatives.
• Coordinate and manage statutory, secretarial, and compliance audits.
• Contribute to the preparation of the Annual Report, Boards Report, and other governance disclosures.

Qualifications

• Qualified Company Secretary (CS); Additional legal or compliance certifications preferred.
• 48 years of relevant experience in NBFC or BFSI sector, with strong exposure to RBI regulations.

Required Skills

• In-depth knowledge of Companies Act, 2013, Secretarial Standards, RBI NBFC guidelines, and relevant financial regulations.
• Proficient in MS Word, Excel, PowerPoint.
• Strong understanding of financial statements, including balance sheets and P&L.

Preferred Skills

• Excellent interpersonal and stakeholder management abilities.
• Strong communication and presentation skills.
• Organized, deadline-driven, and calm under pressure.
• Analytical thinking and high attention to detail.