Communication Surveillance, Compliance, Associate

Job Title: Communication Surveillance, Compliance, Associate 

Location: Bangalore, India

Role Description

The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity, and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department’s success.

The position will be based in India and requires the candidate to work in APAC hours.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Review and fully investigate Communication Surveillance alerts /escalations and communicate the same in a timely manner to the Onshore team.
• Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures.
• Ability to multitask, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner.
• Prepare and present relevant management information to stakeholders.
• Handling the BAU of the process along with providing support in the areas of Global projects, and Process transitions which may include User Acceptance Testing of new tools, calibration of lexicons etc.
• Assist in internal queries and audit requests.

Your skills and experience

• Strong attention to detail, analytical skills, and sound judgement.
• Ability to assimilate large amounts of data and have the focus to identify potential issues.
• Be able to multitask and work on multiple projects.
• Understand various Business area risks.
• Compliance and Regulatory awareness.
• Knowledge of applicable securities rules advantageous.
• Team player with ability to work independently.
• Proactive and enthusiastic.

Work Experience

• Minimum Experience of 6 years+ in areas of Compliance / Surveillance Operations.
• An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements.
• The ability to explain complex concepts in simple and easy to understand way.

Education

• Degree level

Language Skills

• English – fluency in spoken and written.

Technical Skills

• Experience with using Surveillance tools.
• Proficiency in Data analytics and MS Office (esp. Advanced Excel + PowerPoint).
• Experience on preparing MI, managing large volume of data, and presenting the same to senior management.

How we’ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.