Assistant manager
Genpact
5 - 10 years
Gurugram
Posted: 9/3/2024
Job Description
Responsibilities
:• Conduct review on alerts generated for transaction monitoring or screening alerts in Sanctions, Adverse Media and Politically Exposed Persons.
• Conduct open source search to find relevant information to complete the investigation and review of transactions monitoring alerts
• Capture information and documents from internal system / teams as per established norms of bank's KYC policy
• Investigate potential trading issues flagged by the business units, such as the Global Markets Division and Investment Banking
• Liaise with the Compliance Surveillance Analytics Group and Compliance Information Technology in the development, review, and testing of new/existing automated surveillance models and output
• Build a ‘gap’ assessment letter to summarize all missing checks but are risk relevant
• Conduct false positive analysis on matches identified for counterparties alerted during watch list, sanctions and adverse media screening
• Mitigate or call out true hits for AML adverse concerns and collaborate closely for further action
• Close Interaction with Customer/business as an SME in the area of AML / Compliance
• Adherence to the critical metrics and business SLA’s is mandatory
• Responsible for preparing and reporting out their own SLA’s.
Minimum Qualifications
• Undergraduate (and CAMS preferred)
• Excellent communication and analytical skills
• MS Office applications like Excel, Word, PowerPoint, Outlook, etc.
Preferred Qualifications/Skills
• Relevant experience processing transaction monitoring/ KYC/screening/fraud workflows within FCRM preferred.
• Experience filling and filing Suspicious Activity Reports “SARs”
• Proficiency and/or fluency in a secondary language Spanish, Italian, German, Chinese, Russian, French, Arabic, etc.
• Experience with retail/business/correspondent banking/brokerage or institutional transaction monitoring / KYC / screening for all types of client entities, like but not limited to individual, sole proprietor, partnership, trusts, private and public limited companies, and collective investment schemes.
• End to end understanding of Transaction Monitoring / KYC / Screening/fraud operations from documentary and non-documentary verification and as per relevant policy, nature of business, source of wealth/funds and customer screening against a watchlist of sanctions, PEP, and adverse media
• Ability to independently research, analyze, and recommend solutions to close open items and discrepancies with the client
• Outstanding analytical and investigative skills combined with the ability to navigate through ambiguity in a fast-paced, multifaceted environment
• Excellent understanding of transaction monitoring / KYC / screening/fraud terminology
• Should have experienced in using various risk case management systems such as Actimize
• Experience processing financial crimes risk management typologies as related to brokerage and virtual currency exchanges
• Relevant experience in MS Office applications like Excel, Word, PowerPoint, Outlook, etc.
About Company
Genpact is a global professional services firm delivering digital transformation by putting digital and data to work to create competitive advantage.
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