Asset Wealth Management Technology Audit Vice President

This role  is for us as an  experienced Technology Audit professional to join the Asset Wealth Management audit team in India. The Asset and Wealth Management (AWM) Technology Auditor manager, based in India will  be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across the AWM technology organization. 

Job Summary 

As an Asset Wealth Management Technology Audit Vice President within our Line of Business Audit team, you will ensure consistent coverage of the Asset Wealth Management business. You will leverage your knowledge of various technologies, operating systems, databases, network components, and the investment management business, along with your audit and risk skills, to effectively lead global audits. You will report to the Audit Director in India and can be based in either Mumbai or Bangalore. This role offers you the opportunity to enhance your technical and leadership skills in a dynamic, global environment.

Job Responsibilities:

• Participate in global technology and integrated audit engagements including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure. 
• Contribute effectively during audit engagements including performing timely reviews and providing constructive feedback. 
• Be accountable for meeting deliverable deadlines, adhering to department and professional standards and utilizing consistent methodology. 
• Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls. 
• Build and maintain relationships with technology stakeholders, establishing a culture of engagement while adding value. 
• Co-ordinate /interact proactively with the Global Corporate Sector auditors and Line of Business Audit teams. 

Required Qualifications, capabilities and skills  

1. Minimum 8 years internal/external auditing experience. 
2. Bachelor’s degree (or relevant financial services experience) required.
3. Must have demonstrated knowledge of technology processes, such as change management, security operations, technology operations, and business resiliency, as well as application and infrastructure controls.
4. Professional certification (e.g. CPA, CIA, CISA, CFRS) or willingness to pursue required.
5. Must have knowledge of the investment management lifecycle.
6. Proven ability to multitask, complete projects on time and on budget, and adjust to changing priorities. 
7. Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness and proficiency in risk analysis and report preparation. 
8. Proven ability and desire to learn quickly, be flexible and think strategically. Ability to lead audits and manage participating team members. across the technology and business teams. 
9. Ability to multitask and execute audit activities with minimal supervision.
10. Excellent verbal and written communication skills and enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility/accountability.