Anti-Money Laundering/Know Your Customer Senior Audit Associate

This role is for an experienced audit professional to join the Corporate Sector Business Audit Team.

Job summary: 

As a Anti-Money Laundering / Know Your customer Senior Audit Associate within the Corporate Sector Business Audit Team, you will be an experienced audit professional focusing on Anti-Money Laundering / Know Your Customer functions. You will work closely with the Global Know Your Customer Audit Directors, assisting with ongoing risk assessments, control identification, audit execution, and continuous monitoring activities. This role provides an opportunity to lead and assist on audit engagements, communicate audit findings to management, and identify opportunities for improvement in the design and effectiveness of key controls. You will also provide ongoing continuous monitoring and relationship management for certain key Corporate Sector Groups.

Job Responsibilities:

• Lead and assist on audit engagements covering Know Your Customer/ Anti Money  Laundering functions including risk assessments, audit planning, fieldwork, control evaluation, issue identification, audit report drafting and issue validations.
• Co-ordinate/interact with the Global Corporate Sector Anti Money  Laundering and Line of Business audit teams.
• Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls.
• Meet deliverables, adhering to department and professional standards and utilizing consistent methodology.
• Provide ongoing continuous monitoring and relationship management for certain key Corporate Sector Groups. 

Required Qualifications, Capabilities and Skills:

• Minimum Bachelor’s degree in Finance, Accounting, Economics or other quantitative discipline with past experience as a bank examiner, auditor, consultant or compliance professional 
• Minimum 8 years of relevant experience required
• Proven ability to be able to multi task, complete projects on time and on budget, and adjust to changing priorities.
• Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness and proficiency in risk analysis and report preparation.
• Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to senior management and influence change.
• Proven project management experience.
• Enthusiastic, self-motivated, and willing to take accountability.
• Understanding/experience of Know Your Customer and/or Bank Secrecy Act, Anti Money Laundering, Office of the Foreign Assets Control, Sanctions 

Preferred Qualifications, Capabilities and Skills:

• CAMS and/or Audit Certification a plus