AML KYC

Introductory Market Language 

Take a role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers.

Job Summary 

As a KYC Analyst within our Compliance team, you will play a crucial role in ensuring compliance with the firm's KYC requirements. You will manage documentation, identify discrepancies, and engage with stakeholders to complete cases on time. This role involves maintaining confidentiality, handling client documentation, and managing your personal workload while adhering to global regulatory standards. This position offers the opportunity to work closely with both internal and external clients, providing high standards of customer service and ensuring compliance with global regulations.

Job Responsibilities:

1. Grasp and apply the firm's KYC documentation requirements, including CIP, MDD, EDD, LDD, SpDD, and PDD, when completing documentation.
2. Identify and escalate discrepancies by comparing and contrasting differences within KYC records.
3. Collaborate with the Middle Office and participate in KYC/AML processes to ensure cases are completed on time.
4. Deliver exceptional customer service while maintaining confidentiality for both internal and external clients.
5. Interpret alerts and escalate them to management when necessary.
6. Securely handle and maintain confidential client documentation, and be adaptable to work on various projects like screening resolution and quality assurance, while drafting risk summaries.
7. Manage personal KYC workload, interact with key stakeholders, comply with global regulations, and prioritize tasks while escalating risks/issues to management as needed.

Required qualifications, capabilities and skills

• Bachelor’s Degree or Graduate Degree
• Approximately 7 years' experience in the Financial Services industry
• Research, analytical, and comprehension skills with the ability to analyze large amounts of data
• Outstanding client management, partnership building, leadership, and direct experience of dealing with multiple stakeholders at one time 
• Good understanding of Financial Services industry /AML, Sanctions policies and banking - Quality focused work ethic and strong controls mind-set