AMG Trading Surveillance Analyst, AVP

In Scope of Position based Promotions (INTERNAL only)

Job Title: AMG Trading Surveillance Analyst, AVP

Corporate Title: Assistant Vice President

Location: Bangalore, India

Role Description:

The Activity Monitoring Group (AMG) resides in the Regulatory and cross product Operations organization and our primary responsibility is linked with Trading and counterparty Surveillance against defined Key Risk Indicators as mandated by the global Regulators. AMG’s Target Operating Model is supported by a strategic Analytics and Reporting Platform. The platform provides sophisticated analytics to generate meaningful alerts, automated workflow, and management reporting to support the Trading fraud detection processes. The results of our investigations are shared or escalated with strategic internal partners to ensure that Deutsche Bank is protected against internal fraud.

AMG is a level 1 control, a function established since 2014 which monitors and supports the review, investigation, and escalation of trading activity as part of Trading Surveillance. Its key objectives are to:

• Provide independent reviews on actions/updates performed by Front Office Supervisors on critical alerts to ensure correct actions are taken within the appropriate timeframe.
• Perform independent review, investigation, and escalation (where required) of non-critical alerts (activity of interest but not deemed of sufficient risk for Front Office Supervisor attention)
• Provide support for Front Office Supervisors who require additional data to assist in their critical alert investigation.
• Support ad-hoc data exploration and reporting requests.
• Proactively monitor the Key Risk Indicators, and Alerts created by the Trading and Counterparty Control Team (TaCC) to ensure completeness and accuracy and highlight required modifications to the analytics.
• Coordinate and process requests for other end users for modification to the analytics in the solution.
• Act as system and business process support function for all user groups of the solution, including training, troubleshooting, system usage and data interpretation.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Perform investigations and quality control on Trading and Counterparty activity executed by Traders and Counterparties highlighted by our analytics risk model.
• Provide support for Front Office Supervisors and Accountable task Owner who require additional data to assist in the alert investigation.
• Ensure investigated activity is completed within the appropriate internal SLAs and any potential risk is escalated in line with internal protocol.
• Triage data issues (missing data and data quality issues) raised by end users of the controls and coordinate with the appropriate groups in technology for remediation.
• Participate in user acceptance testing to ensure the deployment of new controls and enhancements to current controls have met the expected requirements.
• Contribute to the enhancement and optimization of the role for continuous improvements.
• Identify opportunities for improving data quality and reducing ‘noise’ and false positives.
• Regular face off to work with and support requests from Front Office Supervisors, IB/CB Conducts & Controls, and various IB/CB product areas business control units.
• Triage data issues (e.g. missing data, data quality issues etc) raised by end users of the solution and coordinate with the appropriate group in FO or IT for remediation.

Your skills and experience

• Trading, Trade capture and or Trade lifecycle settlement experience required to review and analyze risk model anomalies in trading activity to spot risks.
• Basic knowledge of Risk and Profit and Loss.
• Knowledge of DB booking systems is a plus as this will enable us to quickly identify risks where needed, specifically RMS, Summit, Kondor, Magellan, Trappist, TradeManager, TradeGate, LS2 etc.
• Excellent analytical skills, able to solve problems independently.
• Excellent communication and prioritization skills.
• Excellent Excel and PowerPoint skills.
• Preferable skills include Middle Office and/or Back Office experience specifically in DB systems and products.

How we’ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.