AM - Risk and control

Responsibilities

Lead and conduct process walkthroughs and performing testing of control design and operating effectiveness
Preparing process and control documentation in form of Risk Control Matrices (RCM), SOPs, narratives and process flow diagrams
Issue management including performing issue validation, reporting and providing recommendation to business
Building relationships and collaborating with key client and internal stakeholders
Review annual testing plan and determine audit procedures necessary to achieve the desired audit results
Review and communicate audit results, findings and recommendations to account partner, client management and key stakeholders.
Ability to analyze internal and external processes and integration to understand risks and identify controls
Develop/gather documentation related to internal controls (control language, design and implementation)
Assess Design and Operating effectiveness of existing controls
Assist on specific cross functional initiatives and projects in terms of control requirements definition and validating control implementation artifacts
Provide input to client management to improve operational efficiency and/or to enhance the design and operating effectiveness of internal controls.
Utilize superior organizational skills to manage the high volume body of work.
Participates in meetings with the business to discuss test and/or audit scoping, testing progress and results
Require to execute work within established policies, procedures, standards and protocols
Ensures frequent communication of test and/or audit results including control deficiencies in need of remediation on a timely basis to the appropriate stakeholders and senior management

Qualifications

Minimum qualifications

Graduate degree in Accounting & Finance required
Experience in internal and/or external audit, process re-engineering, process compliance reviews, SOX 404/finance reporting controls testing or risk management function in a banking and financial services organization or audit/accounting firm
Must be able to work, at times, multiple assignments simultaneously
Strong report writing and presentation skills, an analytical mind, and problem-solving abilities
Position requires the ability to work effectively with all levels of staff and handle confidential information discretely and professionally

Preferred qualifications

Post graduate qualification as an MBA or CA, CFE, CIA, or CISA a plus
Prior Big 4 experience is preferable
Project management