Hi,

This is with regards to an opening with Global Bank in Bangalore

Role - Core Compliance Testing and Monitoring

Skills - Control Testing, Compliance Testing, Compliance Assurance, Internal Audit, Control Reviews

Exposure to MNPI, Conflicts, Customer Tax, Market Abuse, Market Conduct

Exp - 7-10 yrs

Responsible for executing assigned Regional Testing and Monitoring activities.
Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes, risks and controls.
Identify potential risks and controls and assist in developing scope and work programs.
Evaluate design and operational effectiveness of internal controls and identify control weaknesses.
Lead formal discussions with business stakeholders throughout the duration of review engagements to communicate status or concerns.
Generate insightful, meaningful observations that effectively convey significance and impact on risk and/or risk management practices, reporting findings to Business Units Management and ACO Management.
Prepare workpapers and review reports with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language.
Document workpapers demonstrating the work was appropriately performed and done to re-performance standards.
Complete work on a timely basis and deliver work products that meet objectives and standards of methodology.
Operate with an innovative and flexible mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value.
Deploy use of data analytics and/or user-tools to achieve efficiencies in reviews.

If you are interested with the above, kindly revert with your updated CV on prasanna@zodnik.in

Manager - Control Testing + Compliance